FSR Source Materials

 


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On this page, you will find a collection of source materials for the financial services reforms introduced in March 2002. It is divided into the following sections:


Consolidated Acts and Regulations

   Corporations Act
   Corporations Regulations
   Australian Securities and Investments Commission Act
   Australian Securities and Investments Commission Regulations
   Banking (Foreign Exchange) Regulations
   Insurance Act
   Insurance Regulations
   Insurance Contracts Act
   Insurance Contracts Regulations
   Life Insurance Act
   Life Insurance Regulations
   Retirement Savings Account Act
   Retirement Savings Account Regulations
   Superannuation Industry (Supervision) Act
   Superannuation Industry (Supervision) Regulations

 


FSR Legislation

   Financial Services Reform Act 2001 and Explanatory Memorandum
   Financial Services Reform (Consequential Provisions) Act 2001 and Explanatory Memorandum
   Financial Services Reform (Consequential Provisions) Act 2002 and Explanatory Memorandum
   Financial Services Reform Amendment Act 2003 and Explanatory Memorandum
   Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 2004 and Explanatory Memorandum
   Corporations Legislation Amendment (Simpler Regulatory System) Act 2007 and Explanatory Memorandum
   Corporations Legislation Amendment (Financial Services Modernisation) Act 2009 and Explanatory Memorandum

 


FSR Regulations

   Corporations Amendment Regulations 2001 (No 4) SR 319/2001 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 1) SR 15/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 2) SR 16/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 3) SR 41/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 4) SR 53/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 5) SR 126/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 6) SR 145/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 7) SR 182/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 8) SR 265/2002 and Explanatory Statement
   Corporations Amendment Regulations 2002 (No 9) SR 282/2002 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 1) SR 31/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 2) SR 48/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 3) SR 85/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 4) SR 126/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 5) SR 127/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 7) SR 202/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 8) SR 282/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 9) SR 367/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 10) SR 368/2003 and Explanatory Statement
   Corporations Amendment Regulations 2003 (No 11) SR 369/2003 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 1) SR 10/2004 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 2) SR 25/2004 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 3) SR 26/2004 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 4) SR 36/2004 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 5) SR 145/2004 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 6) SR 149/2004 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 7) SR 208/2004 and Explanatory Statement
   Corporations Amendment Regulations 2004 (No 8) SR 398/2004 and Explanatory Statement
   Corporations Amendment Regulations 2005 (No 1) SR 31/2005 and Explanatory Statement
   Corporations Amendment Regulations 2005 (No 2) SR 38/2005 and Explanatory Statement
   Corporations Amendment Regulations 2005 (No 3) SR 139/2005 and Explanatory Statement
   Corporations Amendment Regulations 2005 (No 5) SR 324/2005 and Explanatory Statement
   Corporations Amendment Regulations 2006 (No 3) SR 102/2006 and Explanatory Statement
   Corporations Amendment Regulations 2007 (No 1) SR 102/2007 and Explanatory Statement
   Corporations Amendment Regulations 2007 (No 6) SR 197/2007 and Explanatory Statement
   Corporations Amendment Regulations 2007 (No 10) SR 259/2007 and Explanatory Statement
   Corporations Amendment Regulations 2007 (No 11) SR 323/2007 and Explanatory Statement
   Corporations Amendment Regulations 2007 (No 12) SR 324/2007 and Explanatory Statement
   Corporations Amendment Regulations 2008 (No 1) SR 93/2008 and Explanatory Statement
   Corporations Amendment Regulations 2008 (No 2) SR 94/2008 and Explanatory Statement
   Corporations Amendment Regulations 2008 (No 3) SR 130/2008 and Explanatory Statement
   Corporations Amendment Regulations 2008 (No 4) SR 158/2008 and Explanatory Statement
   Corporations Amendment Regulations 2008 (No 5) SR 194/2008 and Explanatory Statement
   Corporations Amendment Regulations 2009 (No 1) SR 12/2009 and Explanatory Statement
   Corporations Amendment Regulations 2009 (No 3) SR 52/2009 and Explanatory Statement
   Corporations Amendment Regulations 2009 (No 4) SR 70/2009 and Explanatory Statement
   Corporations Amendment Regulations 2009 (No 5) SR 103/2009 and Explanatory Statement
   Corporations Amendment Regulations 2009 (No 8) SR 327/2009 and Explanatory Statement
   Corporations Amendment Regulations 2009 (No 10) SR 386/2009 and Explanatory Statement
   Corporations Amendment Regulations 2009 (No 11) SR 387/2009 and Explanatory Statement
   Corporations Amendment Regulations 2010 (No 1) SR 54/2010 and Explanatory Statement
   Corporations Amendment Regulations 2010 (No 2) SR 55/2010 and Explanatory Statement
   Corporations Amendment Regulations 2010 (No 3) SR 88/2010 and Explanatory Statement
   Corporations Amendment Regulations 2010 (No 4) SR 89/2010 and Explanatory Statement
   Corporations Amendment Regulations 2010 (No 5) SR 135/2010 and Explanatory Statement
   Corporations Amendment Regulations 2010 (No 7) SR 210/2010 and Explanatory Statement
   Corporations Amendment Regulations 2010 (No 9) SR 301/2010 and Explanatory Statement
   Corporations Amendment Regulations 2011 (No 1) SR 66/2011 and Explanatory Statement
   
   Australian Securities and Investments Commission Amendment Regulations 2001 (No 1) SR 317/2001 and Explanatory Statement
   Australian Securities and Investments Commission Amendment Regulations 2002 (No 1) SR 39/2002 and Explanatory Statement
   Australian Securities and Investments Commission Amendment Regulations 2002 (No 2) SR 124/2002 and Explanatory Statement
   Australian Securities and Investments Commission Amendment Regulations 2003 (No 1) SR 107/2003 and Explanatory Statement
   Australian Securities and Investments Commission Amendment Regulations 2004 (No 3) SR 397/2004 and Explanatory Statement
   Australian Securities and Investments Commission Amendment Regulations 2010 (No 1) SR 86/2010 and Explanatory Statement
   Australian Securities and Investments Commission Amendment Regulations 2010 (No 2) SR 87/2010 and Explanatory Statement
   
   Banking (Foreign Exchange) Amendment Regulations 2002 (No 1) SR 40/2002 and Explanatory Statement
   Insurance (Agents and Brokers) Repeal Regulations 2002 SR 17/2002 and Explanatory Statement
   Insurance Contracts Amendment Regulations 2002 (No 1) SR 18/2002 and Explanatory Statement
   Life Insurance Amendment Regulations 2002 (No 1) SR 19/2002 and Explanatory Statement
   Retirement Savings Accounts Amendment Regulations 2002 (No 1) SR 20/2002 and Explanatory Statement
   Superannuation Industry (Supervision) Amendment Regulations 2002 (No 1) SR 21/2002 and Explanatory Statement
   Superannuation Industry (Supervision) Amendment Regulations 2002 (No 4) SR 171/2002 and Explanatory Statement

 


ASIC FSR Class Orders

   FSR Class Orders

 


ASIC AFS Licensing Kit

   Applying for an AFS Licence: eLicensing
   AFS Licensing Kit: Part 1 Applying for and varying an AFS licence
   AFS Licensing Kit: Part 2 Preparing your AFS licence application
   AFS Licensing Kit: Part 3 Preparing your additional proofs
   Sample Licence Application

 


ASIC Standard AFS Licence Conditions

   ASIC Pro Forma 209

 


Other ASIC FSR Publications

  

Responsible officers: demonstrating compliance with organisational competency obligations: an ASIC guide

   Small business and your AFS licence: compliance with Policy Statement 164
  

Meeting the financial requirements for your AFS licence: compliance with Policy Statement 166

  

A model for fee disclosure in product disclosure statements for investment products

   Revised fee disclosure model

 


CLERP Papers

   Policy Framework
   Policy Reforms
   CLERP 1 - Building International Opportunities for Australian Business
   CLERP 2 - Capital Raising Initiatives to Build Enterprise and Employment
   CLERP 3 - Facilitating Innovation and Protecting Investors
   CLERP 4 - Corporate Control: A Better Environment for Productive Investment
   CLERP 5 - Cutting Cybertape - Building Business
   CLERP 6 - Promoting Competition, Financial Innovation and Investment
   CLERP 7 - Streamlining Paperwork Under the Corporations Law
   CLERP 8 - Cross-border Insolvency
   CLERP 9 - Corporate Disclosure

 


Other FSR Background Materials

   Financial System (Wallis) Enquiry Final Report
   Implementing CLERP 6 ASIC Consultation Paper
   2000 Exposure Draft FSR Bill and links to Commentary (in 15 parts)
   Senate Joint Committee on Corporations and Financial Services - Inquiry into the regulations and ASIC policy statements made under the Financial Services Reform Act 2001
  

Refinements to Financial Services Regulation - Proposal paper

 


FSR Web Sites

   ASIC Financial Services Home Page
   ASIC FSR Frequently Asked Questions
   Treasury Financial Services Page
   Allens Arthur Robinson FSR Page

  


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