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Australian Statutes - read, search or download
a copy of key Australian statutes (Federal and State) |
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FSR Source Materials -
access various Acts, Regulations, Policy Statements, Class Orders, papers
and other source materials for the financial services reforms introduced in
March 2002; |
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ASIC Regulatory Guides - access
ASIC's on-line version of
its Regulatory Guides |
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ASX Listing Rules - access the ASX's
on-line version of its Listing Rules, Appendices and Guidance Notes |
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ASX Market Rules - access
the ASX's on-line version of its Market
Rules |
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SFE Operating Rules - access the SFE's
on-line version of its Operating Rules |
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Compliance Student Area
- materials for the course we teach at Sydney University Law School entitled
"Compliance: Theory and Practice in the Financial Services Industry": |
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Assignment - the
assignment to be completed by students taking the course for assessment |
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Course Outline
- a bullet point summary of the topics covered in each lecture in the course |
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Glossary of Abbreviations -
a glossary of the abbreviations used in the lecture slides |
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Lecture Slides - annotated
copies of the lecture slides used in the course |
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Past Exam Papers - copies of past exam
papers for the course |
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Reading List - a list
of compulsory and recommended reading materials for each lecture in the
course, with hyper-links to most documents referred to in the reading list |
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Timetable - the timetable for the course. |
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Miscellaneous -
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exchange rates, dictionaries and thesauruses, phone and business directories, stamp duty calculators,
time calculators, weather sites and world atlas |
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