ASX 24 Operating Rules

 


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Welcome to our access page to the ASX 24 Operating Rules. This is divided into the following sections:

Clicking on a link below will take you directly to the ComLaw/ASX on-line copy of that item. We check these links regularly to ensure that they are up to date. If you find one that is out of date, please contact us and let us know.


ASIC ASX 24 Market Integrity Rules

>   ASIC Market Integrity Rules (ASX 24 Market) 2010

Click here to access a comparison of the ASIC Market Integrity Rules and the former SFE Operating Rules.


ASX 24 Operating Rules

1   Access to the Market
2   Products
3   Trading Rules
4   Execution, Quote Display and Reporting Services
5   Monitoring Conduct and Enforcing Compliance
6   General Rules
7   Definitions and Interpretation
8   Transitional Provisions
 >   Schedule 1 - Individual Contract Specifications
 >   ASX 24 Operating Rules Procedures
 >   ASX 24 Operating Rules Procedures Appendices

 Click here to access the ASX 24 Market Rules Guidance Notes.


ASX Clear (Futures) Operating Rules

 1   Definitions
 2   General
 3   Registration of Market Contracts & Obligations of ASX Clear (Futures)
 4   Accounts and Daily Settlement
 5   Options
 6   Mandatory Cash Settlement and Delivery Procedures
 7   Procedures on a Default
7A   Termination with respect to ASX Clear (Futures)
 8   Emergency Situations and Force Majeure
 9   Miscellaneous Provisions
 10   Client Protection Model Provisions
 11   Security Interest Provisions
 >   ASX Clear (Futures) Operating Rules Schedules
 >   ASX Clear (Futures) Procedures, Determinations and Practice Notes

 


Austraclear Operating Rules

 >   Austraclear Regulations
 >   Austraclear Procedures, Determinations and Practice Notes

  


Enforcement and Appeals Rulebook

 1   Scope of Rulebook
2   Enforcement Action
3   Appeals
4   ASX Announcement and Imposition of Penalty
Guidance Notes
1   Enforcement Action and Appeals from Enforcement Decisions

Click here to download the Enforcement and Appeals Rules Procedures and Annexure A thereto.

  


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