ASX Listing Rules

Welcome to our access page to the ASX Listing Rules. This is divided into the following sections:

  • Listing Rules
  • Appendices
  • Guidance Notes

Listing Rules
Introduction to the Listing Rules
1 Admission
2 Quotation
3 Continuous disclosure
4 Periodic disclosure
5 Additional reporting on mining and exploration activities
6 Securities
7 Changes in capital and new issues
8 Transfers and registration
9 Restricted securities
10 Transactions with persons in a position of influence
11 Significant transactions
12 Operations and spread
13 Additional requirements for trusts
14 Meetings
15 Requirements for documents
16 Fees
17 Trading halts, suspension, removal
18 Application of listing rules
19 Interpretation and definitions
20 Self-listing of ASX

1A General admission application and agreement
1B Debt issuer application and agreement
1C Exempt foreign entity application and agreement
2A Deleted (use Appendix 3B)
3A Timetable
3B New issue announcement, application for quotation of additional securities and agreement
3C Announcement of buy-back
3D Changes relating to buy-back
3E Daily share buy-back notice
3F Final share buy-back notice
3X Initial Director’s Interest Notice
3Y Change of Director’s Interest Notice
3Z Final Director’s Interest Notice
4A List of corporate governance matters
4B Superseded (use Appendix 4D)
4C Quarterly report for entities admitted on the basis of commitments
4D Half Year Report Period ending on or after 30 June 2003
4E Preliminary Final Report Period ending on or after 30 June 2003
4F Change of balance date 12 month period ending on or after 30 June 2003
5A Australasian Code for Reporting of Identified Mineral Resources and Ore Reserves
5B Mining exploration entity quarterly report
6A Timetables
7A Timetables
8A Time limits
9A Restriction agreement
9B Restrictions on securities
15A Provisions required by rule 15.11.1
15B Provisions required by rule 15.11.1

Guidance Notes
1 Applying for admission and quotation
2 Stapled securities
3 Co-operatives and mutual business entities
4 Foreign entities
5 CHESS Depository Interests (CDIs)
6 Trusts
7 US entities – Regulation S offerings on ASX
8 Continuous Disclosure
9 Disclosure of corporate governance practices: listing rule 4.10
10 Review of operations and activities: listing rule 4.10.17
11 Restricted securities
12 Changes to activities: listing rules 11.1, 11.2 and 11.3
13 Disposal of a major asset involving an entity to be listed: listing rule 11.4
14 Company announcements platform
15 Schedule of fees
15A ASX Schedule of Listing Fees
16 Trading halts
17 Waivers and In-Principle Advice
18 Market codes and trading procedures
19 Performance shares
20 ASX Online
21 Appeals
22 Director Disclosure of Interests and Transactions in Securities
23 Appendix 4c
24 Acquisition and disposal of assets between related parties: Listing Rule 10.1 – 10.10
25 Exercise of Discretions
26 Management Agreements
27 Trading Policies
28 Transfers and Registration
29 Not yet issued
30 Applying for Quotation of Additional Securities
31 Reporting on Mining Activities
32 Reporting on Oil & Gas Activities
33 Removal of Entities from the ASX Official List